Kevin Sean Finnerty

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Apollo Management International LLP (no longer approved here)

    FRN 452877

    • [FCA CF] Manager of certification employee (20 Oct 2022 to 6 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Dec 2024)
    • CF30 Customer (26 Jul 2019 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (31 May 2017 to 1 May 2019)
    • [FCA CF] Manager of certification employee (31 May 2017 to 20 Dec 2018)
    • [FCA CF] Client dealing (31 May 2017 to 1 May 2019)
    • CF30 Customer (21 Mar 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.