Kevin Santamaria

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AUSTRALIANSUPER (UK) LTD

    FRN 741471

    • [FCA CF] Manager of certification employee (since 31 Oct 2025)
    • [FCA CF] Client dealing (since 23 Oct 2024)
  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • [FCA CF] Client dealing (1 Sep 2020 to 12 Jul 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (8 Mar 2019 to 5 Nov 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Nov 2019)
    • CF30 Customer (9 Aug 2010 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (8 Mar 2019 to 5 Nov 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Nov 2019)
    • CF30 Customer (9 Aug 2010 to 6 Mar 2016)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • CF30 Customer (17 Jan 2019 to 5 Nov 2019)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (23 May 2012 to 5 Nov 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 28 May 2010)
    • CF21 Investment Adviser (13 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.