Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 30 Dec 2021)
- [FCA CF] Material risk taker (since 17 Sep 2019)
- [FCA CF] Client dealing (since 21 Nov 2017)
- [FCA CF] Manager of certification employee (21 Nov 2017 to 28 May 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (23 Dec 2005 to 31 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.