Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
K & AS Financial Services Ltd
FRN 1045361
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Responsible for Insurance Distribution (since 5 Jan 2026)
- Responsibility for MCD Intermediation (since 5 Jan 2026)
- SMF3 Executive Director (since 5 Jan 2026)
- SMF16 Compliance Oversight (since 5 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 4 Apr 2022)
-
OAKWOOD HOME FINANCE LTD
FRN 949215
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
- Director of firm who is not a certification employee or a SMF manager (7 Mar 2022 to 8 Mar 2022)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Sep 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2022)
- CF30 Customer (18 Apr 2016 to 8 Dec 2019)
-
- (11)Employed By (1 Dec 2001 to 28 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.