Kevin Ronald Price

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bridgegate Financial Solutions Limited

    FRN 514128

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (15 Apr 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2010 to 8 Dec 2019)
    • CF1 Director (1 Apr 2010 to 8 Dec 2019)
  • Price Dyson Financial Services (no longer approved here)

    FRN 171063

    • (2)Employed By (1 Dec 2001 to 21 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.