Kevin Roger Speake

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (29 Sep 2004 to 7 Jan 2006)
- CF22 Investment Adviser (Trainee) (9 Mar 2004 to 29 Sep 2004)
Harwood Gough Associates (no longer approved here)
FRN 206128
- Employed By (14 Jan 2004 to 11 Feb 2004)
Applewood Associates (no longer approved here)
FRN 153612
- (1)Employed By (29 Nov 2002 to 21 Aug 2003)
Sterling Independent Financial Advisers Ltd (414) (no longer approved here)
FRN 195718
- Employed By (1 Dec 2001 to 6 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.