Kevin Robert Douglas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foster Denovo Limited

    FRN 462728

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2024)
    • [FCA CF] Client dealing (since 2 Dec 2024)
    • [FCA CF] Manager of certification employee (2 Dec 2024 to 1 Mar 2026)
  • BRIAN MOLE INDEPENDENT FINANCIAL ADVISERS LTD.

    FRN 211978

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2025)
    • CF10 Compliance Oversight (1 Jan 2011 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Jun 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (6 Jun 2008 to 30 Sep 2018)
    • CF3 Chief Executive (6 Jun 2008 to 8 Dec 2019)
    • CF1 Director (6 Jun 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 30 Nov 2024)
    • CF21 Investment Adviser (18 Sep 2002 to 31 Oct 2007)
  • Ben Robinson Financial Advisers Limited (no longer approved here)

    FRN 574668

    • Employed By (28 Feb 2012 to 30 Nov 2024)

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