Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (7 Mar 2016 to 17 Oct 2019)
- SMF2 Chief Finance (7 Mar 2016 to 16 Oct 2020)
- CF1 Director (15 Oct 2008 to 6 Mar 2016)
- CF8 Apportionment and Oversight (15 Oct 2008 to 31 Mar 2009)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF10 Compliance Oversight (23 Oct 2006 to 6 Mar 2016)
- CF14 Risk Assessment (23 Oct 2006 to 31 Oct 2007)
- CF13 Finance (17 Aug 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.