Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Solihull Financial Services Limited
FRN 968230
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Responsible for Insurance Distribution (since 21 Sep 2022)
- SMF16 Compliance Oversight (since 21 Sep 2022)
- SMF3 Executive Director (since 21 Sep 2022)
- [FCA CF] Functions requiring qualifications (since 21 Sep 2022)
- Responsibility for MCD Intermediation (since 21 Sep 2022)
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Stirling House Financial Services Limited
FRN 413234
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 14 Feb 2022)
- [FCA CF] Client dealing (since 14 Feb 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Mar 2022)
- CF1 Director (AR) (4 Jun 2014 to 14 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.