Kevin Preston

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 7 Jun 2024)
- CF30 Customer (since 19 May 2024)
Eccles Greenwood Financial Planning LLP
FRN 813159
- (4)Employed By (since 19 May 2024)
Skipton Building Society (no longer approved here)
FRN 153706
- [FCA CF] Functions requiring qualifications (6 Sep 2021 to 3 May 2024)
- [FCA CF] Client dealing (6 Sep 2021 to 3 May 2024)
- [FCA CF] Manager of certification employee (1 Oct 2016 to 2 Jun 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.