Kevin Philip Moody

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Newbridge Limited (no longer approved here)
FRN 694949
- (1)Employed By (9 Apr 2018 to 30 Sep 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (18 May 2011 to 30 Sep 2019)
Kingswood Taxation & Wealth Management Ltd (no longer approved here)
FRN 403407
- (7)Employed By (18 May 2011 to 30 Sep 2019)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (23 Jul 2008 to 8 Jul 2009)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (1 Nov 2007 to 15 Dec 2007)
- CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.