Kevin Paul Thompson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF30 Customer (18 Oct 2013 to 4 Apr 2018)
RIA Capital Markets Limited (no longer approved here)
FRN 219706
- CF30 Customer (8 Mar 2011 to 9 May 2011)
Institutional Cash Distributors Limited (no longer approved here)
FRN 527254
- CF30 Customer (1 Nov 2010 to 1 Nov 2010)
ITI Capital Limited (no longer approved here)
FRN 171487
- CF30 Customer (13 Jul 2009 to 29 Oct 2010)
FIL Investments International (no longer approved here)
FRN 122170
- CF30 Customer (15 Dec 2008 to 26 Jan 2009)
FIL Pensions Management (no longer approved here)
FRN 144345
- CF30 Customer (15 Dec 2008 to 26 Jan 2009)
abrdn Investment Management Limited (no longer approved here)
FRN 188406
- CF27 Investment Management (1 Dec 2001 to 3 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.