Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 26 Sep 2013)
    • CF21 Investment Adviser (8 Jun 2005 to 31 Oct 2007)
    • CF26 Customer Trading (8 Jun 2005 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (1 Nov 2007 to 2 Apr 2014)
    • CF21 Investment Adviser (8 Jun 2005 to 31 Oct 2007)
    • CF26 Customer Trading (8 Jun 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (17 Jun 2004 to 25 Jan 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (17 Jun 2004 to 25 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.