Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • CF30 Customer (20 Mar 2010 to 2 Sep 2011)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF29 Significant management (1 Nov 2007 to 9 Sep 2015)
    • CF30 Customer (1 Nov 2007 to 9 Sep 2015)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.