Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARBUTHNOT LATHAM & CO., LIMITED
FRN 143336
- SMF3 Executive Director (since 13 Sep 2024)
- Responsibility for MCD Intermediation (since 7 Dec 2021)
- SMF18 Other Overall Responsibility (7 Dec 2021 to 13 Sep 2024)
- [PRA CF] Significant risk taker or Material risk taker (2 Mar 2020 to 7 Dec 2021)
- [FCA CF] Manager of certification employee (2 Mar 2020 to 7 Dec 2021)
- [FCA CF] Material risk taker (2 Mar 2020 to 7 Dec 2021)
- [FCA CF] Significant management (2 Mar 2020 to 7 Dec 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.