Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Close Brothers Limited
FRN 124750
- [FCA CF] Material risk taker (since 2 Sep 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 2 Sep 2025)
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- [FCA CF] Material risk taker (10 Jun 2024 to 28 Mar 2025)
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- [FCA CF] Material risk taker (10 Jun 2024 to 28 Mar 2025)
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- [FCA CF] Material risk taker (10 Jun 2024 to 28 Mar 2025)
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- CF1 Director (28 Sep 2010 to 22 Jun 2012)
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- CF29 Significant management (3 Nov 2008 to 22 Oct 2015)
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- CF29 Significant management (3 Nov 2008 to 22 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.