Kevin O'Sullivan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Material risk taker (since 2 Aug 2021)
    • [FCA CF] Client dealing (since 2 Aug 2021)
    • [FCA CF] Manager of certification employee (since 2 Aug 2021)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Material risk taker (since 2 Aug 2021)
    • [FCA CF] Client dealing (since 2 Aug 2021)
    • [FCA CF] Manager of certification employee (since 2 Aug 2021)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (18 Dec 2020 to 29 Apr 2021)
    • [FCA CF] Client dealing (28 Feb 2017 to 29 Apr 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (22 May 2013 to 30 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.