Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Northern Trust Company
FRN 122020
- [FCA CF] Significant management (since 1 Mar 2024)
- [FCA CF] Manager of certification employee (12 Jul 2022 to 1 Mar 2024)
- [FCA CF] Significant management (20 Jan 2021 to 12 Jul 2022)
- CF29 Significant management (1 Nov 2007 to 2 Aug 2010)
- CF20 Significant Mgt (Settlements) (17 Aug 2007 to 31 Oct 2007)
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Northern Trust Global Services SE
FRN 829966
- [FCA CF] Significant management (since 1 Mar 2024)
- [FCA CF] Manager of certification employee (12 Jul 2022 to 1 Mar 2024)
- [FCA CF] Significant management (20 Jan 2021 to 12 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.