Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (4 May 2022 to 26 Oct 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Oct 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 26 Oct 2022)
-
- (1)Employed By (4 May 2022 to 26 Oct 2022)
-
- CF30 Customer (1 Nov 2007 to 9 Jun 2017)
- CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
- CF11 Money Laundering Reporting (2 Jan 2007 to 4 Apr 2007)
- CF1 Director (2 Jan 2007 to 25 Feb 2011)
-
- (5)Employed By (25 Mar 2002 to 6 Sep 2004)
-
- Employed By (17 Sep 1999 to 29 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.