Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Great British Finance Limited (no longer approved here)

    FRN 431032

    • CF11 Money Laundering Reporting (8 Dec 2008 to 25 Apr 2019)
    • CF10 Compliance Oversight (27 Nov 2006 to 25 Apr 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (30 May 2006 to 5 Jun 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (27 May 2002 to 18 Jul 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.