Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (8 Dec 2008 to 25 Apr 2019)
- CF10 Compliance Oversight (27 Nov 2006 to 25 Apr 2019)
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- CF21 Investment Adviser (30 May 2006 to 5 Jun 2006)
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- CF21 Investment Adviser (27 May 2002 to 18 Jul 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.