Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Invesco Fund Managers Limited (no longer approved here)

    FRN 119298

    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Dec 2023)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Dec 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Dec 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 13 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2023)
    • CF30 Customer (11 Sep 2013 to 8 Dec 2019)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF30 Customer (1 Nov 2007 to 31 May 2010)
    • CF27 Investment Management (21 Sep 2007 to 31 Oct 2007)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF27 Investment Management (1 Dec 2001 to 31 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.