Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (1 Nov 2007 to 28 Dec 2011)
- CF1 Director (AR) (10 Oct 2007 to 28 Dec 2011)
- CF4 Partner (AR) (23 Feb 2006 to 16 Oct 2007)
- CF21 Investment Adviser (11 Feb 2003 to 31 Oct 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.