Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 1 Aug 2012)
- CF30 Customer (since 1 Aug 2012)
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Jenkins & Co Financial Management Ltd
FRN 584696
- (1)Employed By (since 1 Aug 2012)
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- CF30 Customer (7 Jan 2009 to 18 Dec 2012)
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- CF30 Customer (1 Nov 2007 to 7 Nov 2008)
- CF21 Investment Adviser (27 Sep 2005 to 31 Oct 2007)
- CF7 Sole Trader (AR) (27 Sep 2005 to 31 Jan 2007)
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- CF30 Customer (1 Nov 2007 to 10 Jul 2009)
- CF21 Investment Adviser (20 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Jan 2007 to 20 Jul 2007)
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- Employed By (12 Jan 2005 to 9 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.