Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 Feb 2023)
    • CF1 Director (AR) (since 17 Nov 2014)
    • CF30 Customer (since 23 Nov 2010)
    • CF30 Customer (14 Apr 2008 to 16 Jun 2009)
    • CF1 Director (AR) (since 16 Dec 2014)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Feb 2023)
    • (1)Employed By (since 11 Nov 2014)
  • Clydevalley Financial Solutions Limited (no longer approved here)

    FRN 477538

    • Employed By (14 Apr 2008 to 16 Jun 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 3 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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