Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Adamson Ross WM Ltd
FRN 1005997
- (1)Employed By (since 24 Nov 2023)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 16 Mar 2018)
- CF30 Customer (since 11 Feb 2013)
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- Employed By (3 Apr 2017 to 1 Feb 2024)
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- Employed By (11 Feb 2013 to 3 Apr 2017)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Adamson Ross WM Ltd
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controlled function added: (1)Employed By at Adamson Ross WM Ltd