Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Prism Financial Products LLP
FRN 607481
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (AR) (since 5 Jul 2017)
- CF10 Compliance Oversight (22 Jun 2017 to 8 Dec 2019)
- CF4 Partner (20 Jan 2016 to 8 Dec 2019)
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Prism Financial Products LP
FRN 782608
- (14)Employed By (since 5 Jul 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.