Kevin Mark Yates

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (25 Aug 2011 to 11 Apr 2012)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF30 Customer (1 Nov 2007 to 20 Nov 2007)
    • CF27 Investment Management (1 Dec 2001 to 6 Jun 2002)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF30 Customer (1 Nov 2007 to 20 Nov 2007)
    • CF27 Investment Management (22 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Jun 2002 to 17 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.