Kevin Mark Probert

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CTP Wealth Management Limited (no longer approved here)
FRN 606997
- Employed By (13 Jun 2022 to 29 Feb 2024)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Feb 2024)
- CF1 Director (AR) (2 Jun 2016 to 26 Sep 2022)
- CF30 Customer (2 Jun 2016 to 29 Feb 2024)
AFH Independent Financial Services Limited (no longer approved here)
FRN 216704
- CF30 Customer (19 Feb 2015 to 14 Mar 2016)
Atomos Financial Planning Limited (no longer approved here)
FRN 193503
- CF30 Customer (6 Feb 2013 to 1 Feb 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.