Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
    • CF1 Director (1 Jul 2005 to 8 Jan 2010)
    • CF8 Apportionment and Oversight (1 Jul 2005 to 31 Mar 2009)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (22 Aug 2024 to 30 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (12 Aug 2024 to 30 Sep 2025)
  • Spring Wealth Management (no longer approved here)

    FRN 588212

    • (1)Employed By (22 Aug 2024 to 30 Sep 2025)
  • Handelsbanken plc (no longer approved here)

    FRN 806852

    • [FCA CF] Functions requiring qualifications (7 Mar 2017 to 31 Jul 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (20 Jun 2011 to 19 Aug 2011)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (8 Jul 2004 to 15 Apr 2005)
    • CF22 Investment Adviser (Trainee) (12 Nov 2003 to 8 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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