Kevin Leslie Thornton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Camberford Law Limited (no longer approved here)
FRN 121476
- CF30 Customer (1 Sep 2009 to 28 Dec 2012)
Julian Harris Financial Consultants (no longer approved here)
FRN 153566
- CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- CF22 Investment Adviser (Trainee) (14 Sep 2006 to 31 Oct 2007)
Willow Financial Consultants Ltd (no longer approved here)
FRN 222953
- Employed By (28 Feb 2003 to 30 Jun 2008)
Tulip Financial Management (2484) (no longer approved here)
FRN 183044
- (2)Employed By (1 Dec 2001 to 4 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.