Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LWM10 LTD

    FRN 458204

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 19 Nov 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Employed By (since 19 Nov 2020)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Sep 2003 to 18 Nov 2005)
    • CF22 Investment Adviser (Trainee) (5 Feb 2003 to 1 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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