Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LWM10 LTD
FRN 458204
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 19 Nov 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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True North Financial Services Ltd.
FRN 915662
- Employed By (since 19 Nov 2020)
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- CF21 Investment Adviser (1 Sep 2003 to 18 Nov 2005)
- CF22 Investment Adviser (Trainee) (5 Feb 2003 to 1 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.