Kevin Lawton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lifetime Financial Management Intermediaries Ltd (no longer approved here)

    FRN 225795

    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Mar 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Mar 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2025)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 31 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF10 Compliance Oversight (16 Sep 2003 to 8 Dec 2019)
    • CF1 Director (16 Sep 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Sep 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (16 Sep 2003 to 8 Dec 2019)
  • Lifetime Financial Management (2930) (no longer approved here)

    FRN 190711

    • (7)Employed By (25 Apr 2000 to 15 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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