Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 21 Nov 2025)
    • [FCA CF] Manager of certification employee (since 20 Oct 2025)
    • [FCA CF] Significant management (since 15 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 May 2016)
    • [FCA CF] Manager of certification employee (9 Mar 2017 to 29 Mar 2017)
    • CF23 Corporate Finance Adviser (21 Apr 2006 to 30 Apr 2007)
    • [PRA CF] Managing a material risk taker (since 21 Nov 2025)
    • [FCA CF] Manager of certification employee (since 20 Oct 2025)
    • [FCA CF] Significant management (since 15 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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