Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 21 Nov 2025)
- [FCA CF] Manager of certification employee (since 20 Oct 2025)
- [FCA CF] Significant management (since 15 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 4 May 2016)
- [FCA CF] Manager of certification employee (9 Mar 2017 to 29 Mar 2017)
- CF23 Corporate Finance Adviser (21 Apr 2006 to 30 Apr 2007)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Managing a material risk taker (since 21 Nov 2025)
- [FCA CF] Manager of certification employee (since 20 Oct 2025)
- [FCA CF] Significant management (since 15 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.