Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 10 Dec 2021)
- CF1 Director (AR) (since 3 Dec 2021)
- CF30 Customer (since 3 Dec 2021)
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KS Financial Advisers Limited
FRN 670058
- (1)Employed By (since 3 Dec 2021)
- (1)Employed By (18 Feb 2015 to 3 Mar 2017)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2021)
- CF1 Director (AR) (20 Feb 2015 to 19 Jun 2020)
- CF30 Customer (20 Jun 2013 to 30 Apr 2021)
- CF4 Partner (AR) (15 Jan 2013 to 9 Apr 2015)
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- Employed By (23 Jan 2018 to 30 Apr 2021)
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- Employed By (19 Jan 2017 to 7 Jun 2018)
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- CF1 Director (AR) (20 Feb 2015 to 19 Jun 2020)
- CF4 Partner (AR) (31 Mar 2013 to 9 Apr 2015)
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- Employed By (15 Jan 2013 to 30 Apr 2021)
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- CF1 Director (AR) (19 Sep 2012 to 22 Dec 2014)
- CF30 Customer (25 Aug 2010 to 22 Dec 2014)
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- Employed By (6 Sep 2012 to 30 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.