Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (19 Oct 2018 to 4 May 2019)
- [PRA CF] Managing a material risk taker (19 Oct 2018 to 4 May 2019)
- [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 19 Oct 2019)
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- [PRA CF] Significant risk taker or Material risk taker (4 Dec 2017 to 19 Oct 2019)
- [FCA CF] Manager of certification employee (6 Jun 2017 to 6 Dec 2017)
- [PRA CF] Managing a material risk taker (15 Feb 2017 to 4 May 2017)
- [FCA CF] Client dealing (15 Feb 2017 to 19 Oct 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (30 Nov 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.