Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (19 Oct 2018 to 4 May 2019)
    • [PRA CF] Managing a material risk taker (19 Oct 2018 to 4 May 2019)
    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 19 Oct 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (4 Dec 2017 to 19 Oct 2019)
    • [FCA CF] Manager of certification employee (6 Jun 2017 to 6 Dec 2017)
    • [PRA CF] Managing a material risk taker (15 Feb 2017 to 4 May 2017)
    • [FCA CF] Client dealing (15 Feb 2017 to 19 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (30 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.