Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (3)Employed By (5 May 2004 to 30 Dec 2005)
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- CF1 Director (1 Dec 2001 to 15 Nov 2006)
- CF10 Compliance Oversight (1 Dec 2001 to 15 Nov 2006)
- CF11 Money Laundering Reporting (1 Dec 2001 to 15 Nov 2006)
- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
- CF8 Apportionment and Oversight (1 Dec 2001 to 15 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.