Kevin John Campbell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Campbell Financial Services Ltd

    FRN 916127

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 13 Oct 2020)
    • [FCA CF] Client dealing (since 13 Oct 2020)
    • Responsibility for MCD Intermediation (since 1 Jul 2020)
    • Responsible for Insurance Distribution (since 1 Jul 2020)
    • SMF16 Compliance Oversight (since 1 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jul 2020)
    • SMF3 Executive Director (since 1 Jul 2020)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (1 Jun 2012 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (24 Feb 2012 to 25 May 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF22 Investment Adviser (Trainee) (13 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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