Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 30 Nov 2008)
    • CF22 Investment Adviser (Trainee) (19 Jul 2006 to 31 Oct 2007)
  • DACO Associates Limited (no longer approved here)

    FRN 586519

    • CF1 Director (20 Feb 2013 to 2 Dec 2013)
  • HF Wealth Planning Ltd (no longer approved here)

    FRN 223494

    • (6)Employed By (19 Jul 2006 to 30 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

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