Kevin John Brace

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Independent Professional Investments Limited

    FRN 460510

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Jul 2013 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Jan 2007 to 31 Oct 2007)
  • Independent Professional Investments Limited (no longer approved here)

    FRN 173352

    • (4)Employed By (5 Nov 2004 to 29 Dec 2006)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (180)Employed By (18 Nov 2002 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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