Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eclipse Financial Solutions (SW) Limited (no longer approved here)

    FRN 737344

    • [FCA CF] Functions requiring qualifications (3 Dec 2020 to 31 Dec 2024)
    • [FCA CF] Client dealing (3 Dec 2020 to 3 Aug 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Jul 2022)
    • SMF3 Executive Director (9 Dec 2019 to 18 Jul 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Jul 2022)
    • Responsible for Insurance Mediation (1 Aug 2016 to 30 Sep 2018)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
  • Eclipse Financial Services (no longer approved here)

    FRN 200127

    • (2)Employed By (3 Dec 1999 to 29 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.