Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AFH Independent Financial Services Limited
FRN 216704
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 31 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 31 Oct 2025)
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- CF30 Customer (23 Nov 2011 to 21 Dec 2016)
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- Employed By (23 Jun 2009 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 20 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.