Kevin John Arnold

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 23 Jul 2025)
    • [PRA CF] Managing a material risk taker (since 23 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 19 Dec 2016)
    • [FCA CF] Client dealing (since 19 Dec 2016)
    • [FCA CF] Material risk taker (since 19 Dec 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 15 Mar 2010)
    • CF21 Investment Adviser (22 Oct 2003 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.