Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jul 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 Jul 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jul 2020)
    • CF30 Customer (25 Apr 2019 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Significant management (31 Jul 2018 to 17 Jul 2020)
    • [FCA CF] Manager of certification employee (10 Jun 2016 to 17 Jul 2020)
    • [FCA CF] Material risk taker (10 Jun 2016 to 17 Jul 2020)
    • [FCA CF] Client dealing (10 Jun 2016 to 17 Jul 2020)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Significant management (31 Jul 2018 to 17 Jul 2020)
    • [FCA CF] Client dealing (10 Jun 2016 to 17 Jul 2020)
    • [FCA CF] Manager of certification employee (10 Jun 2016 to 17 Jul 2020)
    • [FCA CF] Material risk taker (10 Jun 2016 to 17 Jul 2020)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (31 Jul 2018 to 17 Jul 2020)
    • [FCA CF] Manager of certification employee (10 Jun 2016 to 17 Jul 2020)
    • [FCA CF] Material risk taker (10 Jun 2016 to 17 Jul 2020)
    • [FCA CF] Client dealing (10 Jun 2016 to 17 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

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