Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Jan 2017)
- CF30 Customer (17 Jun 2011 to 21 Feb 2014)
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- CF30 Customer (5 Feb 2014 to 27 Oct 2016)
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- CF30 Customer (25 Jul 2008 to 16 Oct 2009)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.