Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Polygon Financial Ltd (no longer approved here)

    FRN 435238

    • Responsibility for MCD Intermediation (21 Mar 2016 to 20 Jul 2017)
    • CF30 Customer (1 Nov 2007 to 29 Mar 2018)
    • Responsible for Insurance Mediation (6 Oct 2005 to 20 Jul 2017)
    • CF21 Investment Adviser (5 Oct 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (5 Oct 2005 to 31 May 2017)
    • CF8 Apportionment and Oversight (5 Oct 2005 to 31 Mar 2009)
    • CF10 Compliance Oversight (5 Oct 2005 to 31 May 2017)
    • CF1 Director (5 Oct 2005 to 30 Nov 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.