Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Investment Management Limited (no longer approved here)

    FRN 650245

    • CF1 Director (9 Feb 2015 to 1 Sep 2015)
    • CF3 Chief Executive (9 Feb 2015 to 1 Sep 2015)
    • CF11 Money Laundering Reporting (9 Feb 2015 to 1 Sep 2015)
    • CF10 Compliance Oversight (9 Feb 2015 to 1 Sep 2015)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF1 Director (1 Oct 2012 to 1 Sep 2015)
    • CF10 Compliance Oversight (1 Oct 2012 to 1 Sep 2015)
    • CF11 Money Laundering Reporting (1 Oct 2012 to 1 Sep 2015)
    • CF3 Chief Executive (1 Oct 2012 to 1 Sep 2015)
    • Responsible for Insurance Mediation (1 Oct 2012 to 1 Sep 2015)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (28 Sep 2010 to 31 May 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (1 Apr 2009 to 31 May 2012)
    • CF3 Chief Executive (19 Jan 2006 to 1 Apr 2009)
    • Responsible for Insurance Mediation (19 Jan 2006 to 31 May 2012)
    • CF8 Apportionment and Oversight (19 Jan 2006 to 1 Apr 2009)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (1 Apr 2009 to 31 May 2012)
    • Responsible for Insurance Mediation (19 Jan 2006 to 31 May 2012)
    • CF3 Chief Executive (19 Jan 2006 to 1 Apr 2009)
    • CF8 Apportionment and Oversight (19 Jan 2006 to 1 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

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