Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (3)Employed By (since 30 Nov 2023)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Nov 2023)
    • CF1 Director (AR) (since 30 Nov 2023)
    • CF30 Customer (since 30 Nov 2023)
    • [FCA CF] Client dealing (since 30 Nov 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (3 Jul 2014 to 28 Mar 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (29 Apr 2009 to 28 Mar 2019)
  • Forvis Mazars Financial Planning Limited (no longer approved here)

    FRN 182644

    • CF30 Customer (1 Nov 2007 to 28 Mar 2008)
    • CF21 Investment Adviser (15 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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