Kevin Harms

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Nov 2025)
    • CF30 Customer (since 17 Nov 2025)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (95)Employed By (since 17 Nov 2025)
  • Shackleton Advisers Limited (no longer approved here)

    FRN 163291

    • [FCA CF] Client dealing (1 Jan 2023 to 7 Nov 2025)
    • [FCA CF] Functions requiring qualifications (1 Jan 2023 to 7 Nov 2025)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Dec 2022)
    • CF30 Customer (4 Oct 2019 to 20 Dec 2022)
  • Place Campbell TrinityBridge Limited (no longer approved here)

    FRN 218893

    • (29)Employed By (15 Aug 2016 to 28 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (29)Employed By at Place Campbell TrinityBridge Limited