Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (4)Employed By (since 10 Nov 2021)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Nov 2013)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (26 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Dec 2006 to 26 Mar 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 26 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.