Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Concept Financial Solutions Limited (no longer approved here)

    FRN 624547

    • Appointed representative dealing with clients for which they require qualification (23 Nov 2021 to 7 Feb 2024)
    • [FCA CF] Functions requiring qualifications (23 Nov 2021 to 7 Feb 2024)
    • CF30 Customer (18 Nov 2016 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 6 Feb 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.